USDA-ARS Technology Transfer Program***


USDA-ARS technology transfer provides a means for moving promising technologies discovered through federal and university research into the public arena where they are developed into marketable products. USDA-ARS accomplishes this by forming partnerships with universities and private sector businesses.

ARS Partnering

ARS continually looks for opportunities to partner with businesses, other federal agencies, state and local governments, and universities. These partnerships are designed to augment research programs, expedite research results to the private sector, exchange information and knowledge, stimulate new business and economic development, enhance U.S. trade, preserve the environment, and improve the quality of life for all Americans. The overarching purpose of this activity is to develop and transfer technologies to the private sector.

ARS can partner with the above parties in three ways, Cooperative Research and Development Agreements (CRADA), Research partnerships, and licensing.

Cooperative Research and Development Agreements (CRADA)

The Federal Technolgy Act of 1986 authizes federal laboratories to enter into Cooperative Research and Development Agreements (CRADA) with business entities.

In the CRADA model, ARS and private business entities go through a series of steps to bring a technology to market. A corporate research need is identified. Then the ARS scientist(s) involved with the research and the business entities seeking to develop and market the technology negotiate the CRADA under the auspices of the USDA-ARS Office of Technology Transfer.

Once a CRADA is signed, technology development begins. If successful and a patentable technology is developed, the Office of Technology Transfer will prepare, file and obtain a patent for the technology.

The business entities involved in the CRADA have first right of refusal to negotiate an exclusive license for the technology. ARS and the business entities negotiate the licensing of the technology. The licensing agreement can include provisions to maintain confidentiality for up to five years. Once a license is obtained, the business can manufacture and market the technology.

CRADA agreements can also work in tandem with Small Business Administration Small Business Innovation Research Program (SBIR) grants. There is a measure of flexibility in the CRADA/SBIR timetable; a business entity can:

Research Partnerships

Although ARS maintains four regional research centers for most of its research and development capability, ARS also enters into research partnerships with universities and other research entities. These partnerships may operate under the provisions of the Baye-Dole ACt of 1980 which allows small businesses, universities and not-for-profits to obtain title to inventions developed with federal funds.

Licensing

Licensing is a way for ARS to offer intellectual property to the private sector. It uses the patent system to facilitate technology transfer, provide private sector investment incentives, support small business enterprises and entrepreneurs, and support U.S. business investments in international markets.

Like CRADA, the Federal Technology Transfer Act of 1986, authorizes federal laboratoires to negotiate patented invention licenses with business entities.

The ARS protects intellectual property only when necessary to facilitate technology transfer. It prefers the public release of plant varieties and does not patent animals or research tools.

There are two types of intellectual property licensed by ARS, backgound inventions and CRADA-subject inventions. Background inventions are intellectual property developed by federal researchers. If a business entity requests an exclusive license for background inventions, the ARS publishes a licensing notice of intention in the Federal Register and addresses all objections.

With CRADA-subject inventions, the invention may be jointly or solely owned by the U.S. government. The business entity has first right of refusal to negotiate an exclusive license. A confidentiality agreement up to five years may be negotiated as part of the license.

USDA-ARS Office of Technology Transfer

The ARS Office of Technology Transfer has four responsibilities. It:

The Office of Technology Transfer carries out these responsibilities by patenting inventions, licensing inventions, marketing and coordinating technical transfer.

Patent agents located in Beltsville, Maryland, Peoria, Illinois, and Albany, California handle patent activities for ARS. Licensing activities are handled by licensing specialists at the Beltsville, Maryland headquarters. Marketing activities include publishing information on available technologies, partnership opportunities, and licensing information. Technical tranfer activities such as CRADA negotiation and management are coordinated through specialists in every geographical region of the country.

***Sources:

Technology Transfer in ARS: Federal/Private Sector, Partnerships to Commercialization Strategies, Presentation by Ron Buckhalt, Special Projects Coordinator, ARS/Technology Transfer, June, 2006.

Structure, Function, and Metrics of a GOGO Office of Technology Transfer: The Case of the USDA, Presentation to Federal Laboratory Consortium for Technology Transfer by Richard C. Brenner, USDA, Agricultural Research Service.




For additional information on ARS available technologies, partnership opportunities, licensing information and research news, please click the appropriate link on the right-hand menu.

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